Due to disruptions resulting from COVID-19, USA Financial Securities, USA Financial Formulas, and USA Financial Exchange are relying on an order issued by the SEC on March 13, 2020, which allows investment advisers additional time to file and deliver their ADV disclosure brochures. We recognize that our advisory clients have an interest in the timely availability of required information and our primary concern is, and will continue to be, keeping our investors informed. The COVID-19 business disruptions have not affected USA Financial significantly regarding our filing and delivery obligations: we anticipate only a few days’ delay and plan to have our ADV filed with the SEC the first week of April at the latest.
Updated amendments have been filed, you can download electronic versions of our ADVs by clicking the image below or through the IAPD (https://adviserinfo.sec.gov/).
Securities®
Broker Dealer & RIAMember FINRA/SIPC
Formulas®
Formulaic TrendingAsset Management
Exchange®
Turnkey AssetManagement Platform
Insurance Services®
Insurance & AnnuityDistribution
Marketing
Multimedia MarketingConsulting & Technology
Protocol
Business Refinement &Practice Management Consulting
The information, data and opinions contained herein (1) include confidential and proprietary information belonging to USA Financial Formulas, (2) may not be copied or redistributed, (3) do not constitute investment advice by USA Financial Formulas, (4) are provided solely for informational purposes only and therefore are not an offer to buy or sell, and (5) are not warranted to be correct, complete or accurate. Past performance is not an indication of future results and actual results may vary. Investing carries an inherent element of risk. No investment should be made in a USA Financial Formulas account without receiving and reviewing the USA Financial Formulas ADV. SEC File No. 801-68276. SEC Registration does not imply a certain level of skill or training.